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Head of Risk and Compliance

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    Broking
    London, Hybrid home working

    Overview

    Head of Risk and Compliance vacancy available with a Lloyd’s Broker in London.

    Pavilion Recruitment are working with a well-known Lloyd’s Broker in London who are looking for a professional individual with extensive Lloyd’s Insurance market Compliance experience to join their team.

    The Head of Risk & Compliance is responsible to the Board through the CEO for all Compliance, Risk, data protection and financial crime matters within the business.  This includes anti-money laundering (“AML”), anti-bribery and corruption, anti-tax evasion, counter-terrorist financing requirements and all future aspects of economic and financial crime legislation.

     

    Responsibilities:

    • Strategic management – contribute to the development of corporate strategy and compliance strategy
    • Ongoing compliance management – establish, maintain and review systems and controls to monitor compliance
    • Internal compliance audit reviews – carry out gap analysis/thematic reviews
    • Manage the Compliance team – hiring, appraisals, mentoring, training etc.
    • Regulatory relationships – act as principal point of contact with the FCA
    • Financial Crime Reporting – nominated officer under the proceeds of Crime act
    • Attend Executive Committee meetings

     

    Requirements:

    To apply you must have significant previous Compliance experience gained within the Lloyd’s insurance market at a Broker, Syndicate, MGA or Insurer

    Salary £160,000
    Speak to one of our consultants 0203 764 2350



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